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NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED

CIN: U74140MH2007PTC169116

NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED (CIN: U74140MH2007PTC169116) is a Private company incorporated on 23 Mar 2007. It is classified as Non-government company and is registered at Registrar of Companies, Mumbai. Its authorized share capital is Rs. 3500000000.00 and its paid up capital is Rs. 3096142410.00.

NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED's Annual General Meeting (AGM) was last held on 27 Sep 2023. and as per records from Ministry of Corporate Affairs (MCA), its balance sheet was last filed on 2023-03-31.NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED's NIC code is 7414 (which is part of its CIN). As per the NIC code, it is inolved in Business and management consultancy activities.[This class includes the provision of advice, guidance or operational assistance to businesses. These activities involve public relations other than by paid advertisements, welfare and charity affairs, politics, lobbying. Activities in connection with project management, planning, organisation, management information etc. Arbitration and conciliation between management and labour. Also included are the activities of management holding companies.(Computer activities are classified in division 72, Legal advice in class 7411, Accounting, book-keeping, auditing and tax consultancy in class 7412, Market research and public opinion polling in class 7413, Technical advisory activities in class 7421 and Advertising in class 7430)]..

Directors of NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED are SHARAD KOCHAR, AMIT RAMESH THAWANI, and KISHORE PITCHUMANI IYER.

NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED's Corporate Identification Number (CIN) is U74140MH2007PTC169116 and its registration number is 169116. Users may contact NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED on its Email address - [email protected]. Registered address of NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED is Ceejay House, Level 11, Plot F, Shivsagar Estate Dr. Annie Besant Road, Worli , Mumbai, Maharashtra, India - 400018.

Current status of NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PRIVATE LIMITED is - Active.

Basic Information

  • CIN
  • Name
  • Listed on Stock Exchange
  • Company Status
  • ROC
  • Registration Number
  • Company Category
  • Company Sub Category
  • Class of Company
  • Date of Incorporation
  • Age of Company
  • Activity
  • Number of Members

Annual Compliance Status

  • Date of Last Annual General Meeting
  • Date of Last Filed Balance Sheet

Key Numbers

  • Authorised Share Capital
  • Paid-up Share Capital
  • Total Assets
  • Revenue
  • Profit
  • Salaries & Other Employee Benefit Expenses
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Previous Names

Previous CINs

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Companies are required to file half yearly returns showing payments due to Micro & Small Enterprises that have been delayed more than 45 days. This information is crucial to understand if NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) pays its vendors promptly. When seen over a period of time, this information could show if the company has slowed down in making payments to its small vendors. This information is available only if the company has filed its half yearly returns with the registrar of companies.

Filing Type As On Amount Due to MSME Current Liabilities Ratio to Current Liabilities Reasons for Delay

This section contains details of investor complaints or serious complaints filed with the registrar of companies. This information can surface potential red flags about a company.

Director Complaints
Date DIN Cessation Date Cessation Reason Complaint
Serious Complaints
Date Complaint Other Details
Investor Complaints & Other Complaints
Date Complaint Type Complaint Sub Type Particulars of Secutiries Period Complaint Other Details

Current Directors & Key Managerial Personnel of NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA)
DIN Director Name Designation Appointment Date
09424138 SHARAD KOCHAR Director 2022-03-21
10491338 AMIT RAMESH THAWANI Additional Director 2024-04-04
01181606 KISHORE PITCHUMANI IYER Whole-time director 2017-09-14
Past Directors & Key Managerial Personnel of NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA)
DIN Director Name Designation Appointment Date Cessation
00337576 VIPUL JAMNADAS CHATWANI Additional Director - 2023-09-26
00337576 VIPUL JAMNADAS CHATWANI Director - 2024-02-19
01311792 VIKAS SHARMA Additional Director - 2023-03-29
01311792 VIKAS SHARMA Director - 2017-07-12
01311792 VIKAS SHARMA Whole-time director - 2017-05-01
09424138 SHARAD KOCHAR Additional Director - 2022-09-29
01181606 KISHORE PITCHUMANI IYER Company Secretary - 2024-03-31
01181606 KISHORE PITCHUMANI IYER Director - 2017-09-14
01181606 KISHORE PITCHUMANI IYER Whole-time director - 2010-09-13
02083914 ATSUSHI SHIBATA Additional Director - 2008-07-07
02083914 ATSUSHI SHIBATA Director - 2016-03-11
02344532 PRABHAT AWASTHI Additional Director - 2017-05-01
02344532 PRABHAT AWASTHI Director - 2017-09-27
02344532 PRABHAT AWASTHI Whole-time director - 2017-09-26
02702836 KENJI YOKOYAMA Additional Director - 2010-09-13
02702836 KENJI YOKOYAMA Director - 2011-05-13
03626830 CHRISTOPHER COLIN FLANAGAN Additional Director - 2012-07-13
03626830 CHRISTOPHER COLIN FLANAGAN Director - 2013-12-12
06760660 JOHN EDWARD BAKER Additional Director - 2014-07-22
06760660 JOHN EDWARD BAKER Director - 2020-03-27
08785060 NAGARAJAN SANKARANARAYANAN Additional Director - 2020-09-25
08785060 NAGARAJAN SANKARANARAYANAN Director - 2022-03-21
Other Directorships of VIPUL JAMNADAS CHATWANI
Company Name CIN Designation Appointment Date Cessation
J. P. MORGAN ADVISORS INDIA PRIVATE LIMITED U67190MH1996FTC100606 Director - 2008-04-21
NOMURA CAPITAL (INDIA) PRIVATE LIMITED U67190MH2009FTC194618 Director - 2024-02-16
Other Directorships of VIKAS SHARMA
Company Name CIN Designation Appointment Date Cessation
LIC MUTUAL FUND ASSET MANAGEMENT LIMITED U67190MH1994PLC077858 Additional Director - 2011-08-05
LIC MUTUAL FUND ASSET MANAGEMENT LIMITED U67190MH1994PLC077858 Director - 2012-12-11
NOMURA STRUCTURED FINANCE SERVICES PRIVATE LIMITED U67190MH2008FTC178239 Additional Director - 2009-01-14
NOMURA SERVICES INDIA PRIVATE LIMITED U72200MH2004PTC147813 Additional Director - 2009-01-14
JUNAR INDIA PRIVATE LIMITED U74140DL2004PTC126435 Additional Director - 2018-09-29
JUNAR INDIA PRIVATE LIMITED U74140DL2004PTC126435 Director 2018-09-29 Ongoing
NOMURA FIN SERVICES (INDIA) PRIVATE LIMITED U74920MH2006FTC160872 Additional Director - 2009-01-14
Other Directorships of SHARAD KOCHAR
Company Name CIN Designation Appointment Date Cessation
Other Directorships of AMIT RAMESH THAWANI
Company Name CIN Designation Appointment Date Cessation
Other Directorships of KISHORE PITCHUMANI IYER
Other Directorships of ATSUSHI SHIBATA
Company Name CIN Designation Appointment Date Cessation
NOMURA STRUCTURED FINANCE SERVICES PRIVATE LIMITED U67190MH2008FTC178239 Additional Director - 2009-01-14
NOMURA SERVICES INDIA PRIVATE LIMITED U72200MH2004PTC147813 Additional Director - 2009-01-14
NOMURA FIN SERVICES (INDIA) PRIVATE LIMITED U74920MH2006FTC160872 Additional Director - 2009-01-14
Other Directorships of PRABHAT AWASTHI
Company Name CIN Designation Appointment Date Cessation
ALTURAS PARTNERS LLP ACH-7739 Designated Partner 2024-06-14 Ongoing
NOMURA FIXED INCOME SECURITIES LIMITED U65910MH2007PLC168237 Additional Director - 2008-10-31
NOMURA FIXED INCOME SECURITIES LIMITED U65910MH2007PLC168237 Director - 2008-10-31
Other Directorships of KENJI YOKOYAMA
Other Directorships of CHRISTOPHER COLIN FLANAGAN
Company Name CIN Designation Appointment Date Cessation
Other Directorships of JOHN EDWARD BAKER
Company Name CIN Designation Appointment Date Cessation
Other Directorships of NAGARAJAN SANKARANARAYANAN
Company Name CIN Designation Appointment Date Cessation

CIN Company Name Company Address
U65923MH2011FTC212918 NOMURA INFRASTRUCTURE INVESTMENT ADVISORS PRIVATE LIMITED Ceejay House, 11th Level, Plot F Shivsagar Estate, Dr. Annie Besant Road, Worli , Mumbai, Maharashtra, India - 400018
U65910MH2007PLC168237 NOMURA FIXED INCOME SECURITIES LIMITED Ceejay House, 11th Level, Plot F, Shivsagar Estate Dr. Annie Besant Road, Worli , Mumbai, Maharashtra, India - 400018
U67190MH2009FTC194618 NOMURA CAPITAL (INDIA) PRIVATE LIMITED Ceejay House, 11th Level, Plot F, Shivsagar Estate Dr. Annie Besant Road, Worli , Mumbai, Maharashtra, India - 400018
U74999MH2018FTC360834 SVF INVESTMENT ADVISERS (INDIA) PRIVATE LIMITED Unit No. 1401, Level 14, Ceejay House, Plot F, Shivsagar Estate, Dr. Annie Besant Road, Worli , Mumbai, Maharashtra, India - 400018
U92410MH2021PTC371086 IRELIA SPORTS INDIA PRIVATE LIMITED Office No 703, 7th Floor, Ceejay House, F Plot Shivsagar Estate Dr. Annie Besant Road, Worli, Mumbai , Mumbai, Maharashtra, India - 400018
U82110MH1991PTC193610 UBS MANAGEMENT SERVICES INDIA PRIVATE LIMITED 9TH FLOOR, CEEJAY HOUSE, PLOT F, SHIVSAGAR ESTATE DR. ANNIE BESANT ROAD, WORLI,MUMBAI,Maharashtra,400018-India
U67190MH2005PTC151450 CREDIT SUISSE CONSULTING (INDIA) PRIVATE LIMITED 9TH FLOOR, CEEJAY HOUSE, PLOT F, SHIVSAGAR ESTATE DR. ANNIE BESANT ROAD, WORLI , MUMBAI, Maharashtra, India - 400018
U67120MH1996PTC104392 CREDIT SUISSE SECURITIES (INDIA) PRIVATE LIMITED 9TH FLOOR, CEEJAY HOUSE, PLOT F, SHIVSAGAR ESTATE, DR ANNIE BESANT ROAD, WORLI , MUMBAI, Maharashtra, India - 400018
AAD-0556 FAERING CAPITAL ADVISORS LLP Office No. 1004, 10th Floor, Ceejay House PlotF,Shivsagar Estate,Dr.Annie Besant Road, Worli Mumbai, Maharashtra, India - 400018
AAD-1091 FOOD POINT INDIA LLP 103, FLOOR-1, PLOT-268, F BLOCK, CEEJAY HOUSE, DR ANNIE BESANT ROAD, NEAR SHIVSAGAR ESTATE, WORLI MUMBAI, Maharashtra, India - 400018
AAO-3992 HUBCOM TECHNO SYSTEM LLP 404, Floor-4, Plot-268, F Block, Ceejay House, Dr. Annie Besant Road, Nr Shivsagar Estate, Worli, Mumbai, Maharashtra, India - 400018
U74900MH2010PTC199601 FAERING CAPITAL TRUSTEE COMPANY PRIVATE LIMITED Office No.1004,10th Floor, Ceejay House,Plot F Shivsagar Estate, Dr. Annie Besant Road, Worli , Mumbai, Maharashtra, India - 400018
U74140MH2010PTC198983 FAERING CAPITAL PRIVATE LIMITED OfficeNo.1004,10th Floor, Ceejay House,Plot F Shivsagar Estate, Dr. Annie Besant Road, Worli , Mumbai, Maharashtra, India - 400018
AAO-6766 ATV VENTURES LLP Plot No.268, 201, 2nd Floor, F Block, Ceejay House Dr. Annie Besant Road, Nr. Shivsagar Estate, Worli Mumbai, Maharashtra, India - 400018
F03979 CREDIT SUISSE AG 10TH FLOOR, CEEJAY HOUSE, PLOT F, SHIVSAGAR ESTATE DR. ANNIE BESANT ROAD, WORLI,MUMBAI,Mumbai City,Maharashtra,India-400018
U63030MH2010PLC200604 ARSHIYA TRANSPORT AND HANDLING LIMITED 302, Level 3, CeeJay House, F- Block, Shiv Sagar Estate, Dr. Annie Besant Road , Worli , Mumbai, Maharashtra, India - 400018
U63000MH2008PLC182929 ARSHIYA INDUSTRIAL & DISTRIBUTION HUB LIMITED 302, Level 3, CeeJay House, F- Block, Shiv Sagar Estate, Dr. Annie Besant Road , Worli , Mumbai, Maharashtra, India - 400018
U52390MH2011PTC216486 ULTIMATE FURNITURE PRIVATE LIMITED F-G1 & G2, GRD FLR, PLT NO. 268/F, CEEJAY HOUSE, SHIVSAGAR ESTATE, Dr. ANNIE BESANT ROAD, WORLI , MUMBAI, Maharashtra, India - 400018
ACD-2849 TEAL ONE RESIDE LLP 505, Floor 5, Plot 268, F Block, Ceejay House,Dr Annie Besant Road, NR Shivsagar Estate,Mumbai,Mumbai,Maharashtra,India-400018
U70200MH2025PTC450661 NINTHARC VENTURES PRIVATE LIMITED 505, Floor-5, Plot-268, F Block Ceejay House,,Dr. Annie Besant Road, NR Shivsagar Estate,Mumbai,Mumbai,Maharashtra,400018-India
ACW-1253 XR PROPERTIES LLP 404, FLOOR-4, PLOT-268F BLOCK, CEEJAY HOUSE,,DR. ANNIE BESANT ROAD, NR SHIV SAGAR ESTATE, WORLI,Mumbai,Mumbai,Maharashtra,India-400018
F06877 UBS AG 10th floor, Ceejay House, Plot F,Shiv Sagar Estate Dr. Annie Besant Road, Worli, Mumbai,Mumbai,Mumbai,Maharashtra,India-400018
ACX-1295 KARNAAL BUILDERS & DEVELOPERS LLP CEEJAY HOUSE, LEVEL 6, SHIV SAGAR ESTATE, DR. ANNIE BESANT ROAD, WORLI,,worli, Mumbai,Mumbai,Mumbai,Maharashtra,India-400018
F01889 KUWAIT PETROLEUM CORPN FAR EAST Unit No. 401, 4th Level, Ceejay House, 'F' Block, Shivsagar Estate, Dr. Annie Besant Road, , Mumbai, Maharashtra, India - 400018
U74999MH2017PTC295053 CVC ADVISERS (INDIA) PRIVATE LIMITED Office No. 702, 7th Floor, Ceejay House, F Plot, Shivsagar Estate, Dr. Annie Besant Road, , Mumbai, Maharashtra, India - 400018
U65990MH1993PTC071337 IPSITA FINANCE AND INVESTMENTS PVT LTD 305 CEEJAY HOUSE, PLOT -268, FLOOR 3, F BLOCK DR. ANNIE BESANT ROAD, NR. SHIVSAGAR EST ATE, WORLI , MUMBAI, Maharashtra, India - 400018
U67120MH1993PTC071066 SAIGA SECURITIES PVT LTD 305 CEEJAY HOUSE, PLOT -268, FLOOR 3, F BLOCK DR. ANNIE BESANT ROAD, NR. SHIVSAGAR EST ATE, WORLI , MUMBAI, Maharashtra, India - 400018
U74999MH2015PTC260545 OHANA TRADING PRIVATE LIMITED 507, FLOOR-5, PLOT-268, F BLOCK, CEEJAY HOUSE, DR. ANNIE BESANT ROAD, NR SHIVSAGAR ESTA TE, WORLI , MUMBAI, Maharashtra, India - 400018
F02960 DEPFA BANK PUBLIC LIMITED COMPANY Ceejay House, Plot F of Shivsagar Estate Dr. Anne Besant Road, Worli,Mumbai,Mumbai City,Maharashtra,India-400018

Charge ID Charge Creation Date Charge Modification Date Charge Closure Date Assets Under Charge Amount Charge Holder

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Financial Year Business Activity Code Business Activity Description Percentage of Turnover

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2024-03-31 2023-03-31 2022-03-31 2021-03-31 2020-03-31 2019-03-31 2018-03-31 2017-03-31 2016-03-31 2015-03-31 2014-03-31 2013-03-31 2012-03-31
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EQUITY AND LIABILITIES
   Shareholder's funds
      Share Capital
      Reserves & Surplus
      Money Received Against Share Warrants
   Share Application Money Pending Allotment
   Non-current Liabilities
      Long-term borrowings
      Deferred tax liabilities
      Other Long Term Liabilities
      Long Term Provisions
   Current Liabilities
      Short-term borrowings
      Trade Payables
      Other Current Liabilities
      Short Term Provisions
Total Equity and Liabilities
ASSETS
   Non-current Assets
      Fixed Assets
         Tangible Assets
         Intangible Assets
         Capital Work In Progress
         Intangible Assets Under Development
      Non-current Investments
      Deferred Tax Assets (net)
      Long-term Loans & Advances
      Other Non-current Assets
   Current Assets
      Current Investments
      Inventories
      Trade receivables
      Cash & Cash Equivalents
      Short-term Loans & Advances
      Other Current Assets
Total Assets

Financial information is availalbe only if it has been filed by the company. If the company has not filed its returns, financials for the defaulting period will not be available.

2024-03-31 2023-03-31 2022-03-31 2021-03-31 2020-03-31 2019-03-31 2018-03-31 2017-03-31 2016-03-31 2015-03-31 2014-03-31 2013-03-31 2012-03-31
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REVENUE FROM OPERATIONS
   Domestic Turnover
      Sale of Goods Manufactured
      Sale of Goods Traded
      Sale of Supple of Services
   Export Turnover
      Sale of Goods Manufactured
      Sale of Goods Traded
      Sale or Supply of Services
   Other Income
Total Revenue From Operations
EXPENSES
   Cost of Materials Consumed
   Purchases of Stock in Trade
   Change in Inventories of
      Finished Goods
      Work in Progress
      Stock in Trade
   Employee benefit Expenses
   Managerial Remuneration
   Payment to Auditors
   Insurance Expenses
   Power & Fuel
   Finance Cost
   Depreciation & Amortization Expenses
   Other Expenses
Total Expenses
Profit before Exceptional Items, Extraordinary Items and Tax
   Exceptional Items
Profit before Extraordinary items and Tax
   Extraordinary Items
Profit before Tax
   Tax Expense
      Current Tax
      Deferred Tax
Profit/Loss after Tax from Continuing Operations
Profit/Loss after Tax from Discontinuing Operations
   Tax Expense of Discontinuing Operations
Total Profit/Loss
Earnings per Equity Share (EPS) before Extraordinary Items
   Basic
   Diluted
Earnings per Equity Share (EPS) after Extraordinary Items
   Basic
   Diluted

This section contains details of cash raised by allocation of equity or debentures. All types of fund raising acitivity is listed here including funding raised through Venture Capital. Attachments would contain further details of the fund raising activity including names of the investors. This information is available only if the company has raised funds through cash allotment of equity or debentures.

Date of Allotment Securities Alloted Terms Number of Securities Nominal Amount Premium Amount Due & Payable Premium Amount Paid Total Discount Amount to be Paid on Calls (Excluding Premium) Attachments

This section contains list of associate companies and joint ventures as per the most recently available annual returns. This information would not be available if the company has not filed annual returns at all or it does not have any subsidiaries or joint ventures.

Company Identifier Name Percentage of Shares Held

This section contains list of board resolutions reported by the company to the Registrar of Companies.

Date of Filing Date of Dispatch of Notice Date of Passing Resolution Section (Companies Act 2013) Section (Companies Act 1956) Subject Matter of Resolution Resolution Agreed By Resolution Type Additional Documents

This section contains auditors of a company over the years. This information is available if the company has filed their annual returns with the Registrar of Companies.

Financial Year Name of Auditor or Firm PAN of Auditor or Firm Membership Number / Registration Number Name of Auditor Signing Report Membership Number of Auditor Signing Report

As on: 2026-07-13

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